Exercise and Physical Activity in Mental Disorders: Clinical and Experimental Evidence

Elisabeth Zschucke; Katharina Gaudlitz; Andreas Ströhle

doi:10.3961/jpmph.2013.46.S.S12

J Prev Med Public Health > Volume 46(Suppl 1); 2013 > Article

Zschucke, Gaudlitz, and Ströhle: Exercise and Physical Activity in Mental Disorders: Clinical and Experimental Evidence

Special Article

Journal of Preventive Medicine and Public Health 2013; 46(Suppl 1): S12-S21.

Published online: January 30, 2013

DOI: https://doi.org/10.3961/jpmph.2013.46.S.S12

Exercise and Physical Activity in Mental Disorders: Clinical and Experimental Evidence

Elisabeth Zschucke, Katharina Gaudlitz, Andreas Ströhle

Corresponding author: Andreas Ströhle, MD. Charitéplatz 1, 10117 Berlin, Germany. Tel: +49-30-450-517034, Fax: +49-30-450-517934, andreas.stroehle@charite.de

Received March 21, 2012 Accepted December 07, 2012

(open-access, http://creativecommons.org/licenses/by-nc/3.0/):

This is an Open Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/3.0/) which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

ABSTRACT

Several epidemiological studies have shown that exercise (EX) and physical activity (PA) can prevent or delay the onset of different mental disorders, and have therapeutic benefits when used as sole or adjunct treatment in mental disorders. This review summarizes studies that used EX interventions in patients with anxiety, affective, eating, and substance use disorders, as well as schizophrenia and dementia/mild cognitive impairment. Despite several decades of clinical evidence with EX interventions, controlled studies are sparse in most disorder groups. Preliminary evidence suggests that PA/EX can induce improvements in physical, subjective and disorder-specific clinical outcomes. Potential mechanisms of action are discussed, as well as implications for psychiatric research and practice.

Key words: Exercise, Mental disorders, Motor activity

INTRODUCTION

Mental disorders constitute a huge social and economic burden for health care systems worldwide [1], raising the question of effective and lasting treatments. Physical activity (PA) and exercise (EX) continue to gain the attention of practitioners and researchers with regard to prevention and treatment of different psychopathological abnormalities.

Epidemiology/Correlational Studies

In the general population, several epidemiological studies have found significant cross-sectional correlations between mental health and PA levels. In an adult US population, regular PA is associated with a significantly decreased prevalence of current major depression, panic disorder, agoraphobia, social phobia, and specific phobia [2]. A study from Norway confirmed this negative cross-sectional association between depression and leisure-time PA of any intensity (not work-related PA), and pointed out that social factors such as social support, rather than biological markers, play an important role [3]. Recently, a Dutch study replicated this finding, reporting lower rates of any affective, anxiety, or substance use disorder in subjects who exercised at least 1 h/wk, without finding a linear dose-response relationship [4].

Prospectively, the overall incidence of mental disorders and co-morbid mental disorders, as well as the incidence of anxiety, somatoform, and dysthymic disorder, decreases by PA [5]. Furthermore, a four-year prospective study revealed that PA decreases the incidence rates of depressive and anxiety disorders in older adults [6]. Finally, ten Have et al. reported in their epidemiological study that patients engaging in regular PA were more likely to recover from their mental illness at a three-year follow-up [4].

Mechanisms of Action

In psychiatric patients, different mechanisms of action for PA and EX have been discussed: On a neurochemical and physiological level, a number of acute changes occur during and following bouts of EX, and several long-term adaptations are related to regular EX training. For instance, EX has been found to normalize reduced levels of brain-derived neurotrophic factor (BDNF) and therefore has neuroprotective or even neurotrophic effects [7-9]. Animal studies found EX-induced changes in different neurotransmitters such as serotonin and endorphins [10,11], which relate to mood, and positive effects of EX on stress reactivity (e.g., the hypothalamus-pituitary-adrenal axis [12,13]). Finally, anxiolytic effects of EX mediated by atrial natriuretic peptide have been reported [14]. Potential psychological mechanisms of action include learning and extinction, changes in body scheme and health attitudes/behaviors, social reinforcement, experience of mastery, shift of external to more internal locus of control, improved coping strategies, or simple distraction [15,16].

Physical Comorbidity

Patients with mental disorders display a high comorbidity of physical conditions such as respiratory, metabolic, cardio-vascular and neurologic diseases [17,18]. Many of the conditions named above are linked to overweight, smoking, and unhealthy lifestyle [19]; therefore lifestyle interventions based on nutrition and EX are promising approaches for reducing physical comorbidity [20]. Furthermore, psychiatric patients who regularly exercised reported higher health-related quality of life in a cross-sectional study [21].

METHODS

For the present article, the search engines PubMed, Medline, and Web of Science were comprehensively searched for original research articles or reviews in English, German, or French published between 1970 and 2012. The following search terms were used: [exercise OR physical activity] AND [mental disorder OR affective disorder OR depression OR mania OR bipolar disorder OR anxiety OR panic disorder OR agoraphobia OR social phobia OR generalized anxiety disorder OR posttraumatic stress disorder OR obsessive-compulsive disorder OR eating disorder OR anorexia nervosa OR bulimia nervosa OR binge eating disorder OR substance use disorder OR alcohol OR nicotine OR illicit drug OR cannabis OR cocaine OR heroine OR amphetamine OR schizophrenia OR psychosis OR dementia OR mild cognitive impairment OR cognitive decline OR Alzheimer's disease]. The bibliographies of all retrieved articles were searched for additional references. Only intervention studies using EX and PA as a sole or combined treatment and reviews/meta-analyses focusing on intervention studies were included. The level of evidence is heterogeneous amongst different mental disorders (Table 1). In the following sections, evidence for EX/PA interventions is summarized for anxiety disorders, obsessive-compulsive disorder, affective disorders, eating disorders, substance use disorders, schizophrenia/psychosis, and dementia/mild cognitive impairment.

RESULTS: EXERCISE INTERVENTIONS IN MENTAL DISORDERS

Anxiety Disorders

In anxiety disorders, one possible mechanism of action is the EX-induced reduction in anxiety sensitivity, a personality trait related to the development and course of anxiety disorders [22]. Subjects with high anxiety sensitivity also report lower levels of PA, higher perceived barriers, and lower benefits of PA, compared to subjects with low anxiety sensitivity [23].

Two meta-analyses concluded that acute and chronic interventions result in decreases in state- and trait anxiety and psycho-physiological correlates of anxiety in different clinical and non-clinical samples [24,25]. Specifically, aerobic and anaerobic EX were found to be similarly effective as cognitive/behavioral therapy, and more effective than most other anxiety-reducing activities [25]. Additionally, a recent study in adults with intellectual disabilities found that an EX intervention decreased trait and state anxiety in this population [26].

Panic disorder

One of the first studies compared a jogging and a walking intervention in patients with panic disorder, finding similar symptom reductions in both groups after eight weeks, and negative correlations between fitness increase and anxiety scores [27]. Comparing endurance training with clomipramine and a placebo revealed that both active treatments were significantly different from the placebo after ten weeks, although the effects of clomipramine occurred significantly faster, and dropout rates were higher in the EX group [28]. Another study [29] that compared paroxetine with a placebo, each combined with either relaxation or running respectively, reported significant effects for paroxetine compared to placebo, but mostly no differences between EX and relaxation. A recently-published randomized controlled trial (RCT) [30] compared EX to standardized cognitive-behavioral therapy (CBT) and found CBT to be superior to EX in reducing panic and agoraphobic symptoms up to 12 months post-treatment. However, significant symptom reduction relative to baseline was seen in the EX group as well.

Three studies focusing on acute EX found a protective effect of EX against the subsequent induction of panic attacks via CO₂ [31,32] and CCK-4 [33].

Post-traumatic stress disorder

Evidence is sparse for post-traumatic stress disorder (PTSD). In three pilot studies, positive effects of aerobic EX [34,35] and moderate walking [36] on PTSD symptom severity and associated depressive and anxious symptoms in children [35], adolescents [36], and adults [34] have been reported. However, all of these studies had severe methodological limitations such as very small sample sizes, inclusion of participants without a clinical diagnosis of PTSD, and a lack of control groups.

A RCT focusing on pain in traumatized refugees showed that EX further improved therapy outcomes of biofeedback-based CBT [37]. More RCTs with sufficient sample sizes are needed to determine positive effects and possible risks or adverse events when using EX as adjunct treatment in this clinical population.

Generalized anxiety disorder

In a recent RCT, a six-week program of resistance EX or aerobic EX (two weekly sessions) was applied in sedentary female generalized anxiety disorder patients. Compared to a wait list control, reductions in anxiety-tension and irritability were found in the resistance EX group after six weeks [38], as well as moderately lower worry symptoms in the combined EX groups [39].

Social phobia

Only one study targeted EX interventions for social phobia so far, comparing EX to mindfulness-based stress reduction [40]. Both interventions were associated with diminished social anxiety and depression and increased subjective well-being post-intervention and after three months.

Other anxiety disorders/mixed samples

Two clinical trials [41,42] found that patients suffering from different anxiety disorders achieved higher levels of PA and functional capacity through EX training [42], and that anxiety, depression, and perceived stress declined significantly more strongly in a combined CBT+EX treatment, compared to CBT alone [41]. Patients with social phobia were more likely to benefit from the EX enhancement, compared to patients suffering from other anxiety disorders.

Obsessive Compulsive Disorder

Preliminary evidence for the beneficial effects of EX on obsessive-compulsive and concurrent anxious and depressive symptoms comes from two pilot studies. In patients stably medicated with selective serotonin-reuptake inhibitors, reductions in self-reported obsessive compulsive disorder (OCD) symptoms and depression after six weeks of walking intervention and at one-month follow-up were found, as well as temporarily reduced anxiety scores [43]. Combining behavioral therapy or pharmacotherapy with a 12-week moderate aerobic EX program, the second study reported reduced OCD symptom severity at the end of the treatment, and up to 6 months later [44]. After each 20- to 40-minute training session, patients reported significantly lower anxiety, negative mood, and OCD symptoms relative to the beginning of the session [45]. This effect was particularly dominant at the beginning of the 12-week intervention and diminished as baseline levels decreased.

However, because of a lack of control groups and very small sample sizes, the above-listed results need to be replicated in larger controlled studies.

Affective Disorders

Major depression

A large number of clinical studies have investigated EX-induced decreases in depressive symptoms, negative affect, and sleep disturbances, and these findings have been summarized in several reviews (e.g., [46]). In a recent Cochrane review [47], meta-analyses were conducted of over 30 RCTs that either compared an EX intervention with no treatment (waitlist, placebo, no-treatment), or with any other type of intervention (psychotherapy, pharmacotherapy, alternative therapies), or EX-augmented treatment versus treatment alone. Overall, a moderate clinical effect was found when EX was compared to no-treatment or a control treatment. Contrasting EX interventions to cognitive therapy (six trials) or antidepressants (three trials), no significant differences in the reduction of depressive symptoms were found at the end of treatment, indicating that EX was as effective as these standard treatments. Considering only studies with adequate allocation concealment, intention-to-treat analysis and blinded outcome assessment, only a small effect in favor of EX was found. Follow-up data from seven trials also indicated a small long-term benefit of EX interventions. Mixed and resistance EX showed larger effect sizes (but also larger confidence intervals) than aerobic EX.

In contrast to studies on dementia/mild cognitive impairment (see Mild Cognitive Impairment section), EX failed to improve neurocognitive functions in depressed middle-aged and older adults, when compared to sertraline and a placebo [48]. Some studies, however, reported normalized BDNF levels after acute EX in remitted MDD patients [49].

Bipolar disorder

Bipolar patients experience faster exhaustion during moderate aerobic EX than healthy controls [50]. Two studies investigated the effects of regular aerobic EX training [51,52], indicating that PA interventions (both elective and prescribed) are feasible for bipolar disorder (BD) patients, and decrease stress, depressive, and anxious symptoms [53]. All of the cited studies lacked power and adequate experimental control strategies; therefore, further research will need to determine the potential benefits, but also the limitations and risks of PA in this population (for detailed suggestions see [53]). Using semi-structured interviews, Wright and colleagues carved out subjective benefits, potential harms, and barriers to EX in BD patients, concluding that EX is perceived to be helpful in managing mood fluctuations on the one hand, but on the other hand to inhere a certain risk of intensifying manic symptoms [54].

Other reviews discussed EX-induced changes in neurotransmission in BD [55], EX as a possible treatment for neurocognitive dysfunction in BD [56], and reductions of allostatic load by EX [9].

Eating Disorders

As in BD, the role of PA and EX in eating disorders is ambivalent, displaying positive aspects such as weight loss in patients with binge eating disorder (BED), or prevention of bone mass loss in anorexia nervosa (AN), and negative aspects like excessive PA with compulsive features and deteriorating therapy outcomes [57].

Binge eating disorder

In BED, the promotion of EX is essential, given that most patients tend not to exercise at all [58]. Of the two studies addressing the therapeutic effects of EX in BED, one found moderately reduced weight and depression scores after six months of moderate EX intervention (walking) compared to a control group [59], and the other one reported significantly larger reductions in body mass index (BMI), depression scores, and binge episodes with up to 12 months of combined CBT+EX treatment [60]. Interestingly, the second study revealed positive effects despite sub-optimal EX compliance, with patients' activity levels returning to baseline immediately after the end of treatment. This observation is in line with findings suggesting that the perceived effects of being active may be more relevant than actual fitness gains [61].

Bulimia nervosa

The only study published for bulimia nervosa compared EX to CBT treatment and found that EX was as effective as CBT in reducing the "bulimia" and "body dissatisfaction" subscales of the Eating Disorder Inventory, but surpassed CBT in terms of "drive for thinness" and bulimic behavior up to 18 months after discharge [62].

Anorexia nervosa

Reviewing six studies on the effects of EX in AN, Zunker et al. [63] concluded that EX programs with light to moderate intensity seem to have the potential to reduce obligatory attitudes and beliefs towards EX, reduce emotional stress, protect bone mass, and enhance weight gain. One additional recent study found neither beneficial nor detrimental effects of a 12-week resistance training program in teenage anorectic patients [64]. Since none of the studies did satisfy RCT criteria (lacking randomization [one trial], quasi-experimental design [one trial] or had insufficient sample sizes [four trials]), further research is needed in this patient group.

Substance Use Disorders

Nicotine dependence

For nicotine dependence, there is evidence from a large number of RCTs that EX, combined with CBT and/or nicotine replacement therapy, has a complementary benefit on therapy outcomes in smoking cessation (see [65,66] for reviews). This effect mainly relies on acute relief of cigarette craving, which helps to prevent relapse. In order to successfully support patients, EX programs should begin prior to smoking cessation, have rather high intensities, a minimum duration of about ten weeks, and promote EX as a coping strategy for acute mood-regulation and craving-reduction [65].

Alcohol and drug dependence

In contrast, evidence is much weaker for the efficacy of EX in alcohol and drug rehabilitation (see [66] for a review). Most published studies have not employed adequate control groups, had sample sizes that were too small, non-generalizable populations like homeless veterans, heavy-drinking college students without clinical diagnosis, or mandatorily treated patients, or no intention-to-treat-analyses to correct for the high number of dropouts.

However, there is preliminary evidence for additional benefits of EX in terms of abstinence, concurrent depression, and anxiety symptoms, which is supported by a large number of preclinical studies [67]. Future RTCs with sufficient sample sizes and controlled designs are necessary to confirm or disprove these findings. Besides effects specific for EX, different mechanisms of action (structured social events, general lifestyle modifications, a non-substance use-related social environment) have been discussed in the literature [15] and should be investigated in the context of SUDs.

Schizophrenia/Psychosis

Compared to standard care, stronger (yet non-significant) reductions in body fat, BMI, and positive and negative symptoms were found after 16 weeks of treadmill training in one study [68]. Another study [69] combined 12 weeks of aerobic and strength training, finding significant improvements in the total Mental Health Inventory score in the EX group compared to standard care, which were correlated with increased functional capacity. One additional quasi-experimental study found significant reductions in positive and negative symptoms after ten weeks of moderate aerobic EX compared to standard therapy [70]. A recent study demonstrated that one possible mechanism of action in schizophrenia is EX-induced neuroprotection/neurogenesis [71]. This study not only found EX-induced decreases in positive and negative symptoms, but also increases in hippocampal volumes after three months of aerobic EX [71]. Those increases also were positively correlated with fitness increases [71].

Recently, a couple of studies investigated the effects of yoga on positive and negative symptoms in schizophrenia, and a review of three RCTs [72] concluded that yoga was more effective than EX with regard to symptom reduction. Acutely, 30 minutes of EX or yoga were found to reduce state anxiety and distress [73].

Dementia/Mild Cognitive Impairment

Several prospective studies have found that a high level of PA seems to delay the onset of dementia (see [74] for a review). Since improvements in strength and endurance after training were found in cognitively impaired patients as well as healthy controls [75], PA interventions are generally feasible in this population.

Mild cognitive impairment

Several studies investigated the impact of PA interventions in elderly individuals with mild cognitive impairment (MCI), reporting heterogeneous results. A recent review concluded that EX interventions of all types are beneficial to slow down cognitive decline, and that the best effects can be found with moderate intensity EX (e.g., brisk walking) for at least 30 minutes on five days per week [76]. Interventions with different types of PA and a group setting seem to be particularly helpful in this population. In one study, it became evident that partial improvements in memory and attention occurred only in subjects with greater EX adherence [77].

Alzheimer's disease

For Alzheimer's disease (AD), preliminary evidence suggests that EX interventions may improve communication performance [78], Mini Mental State Examination scores and verbal fluency [79], and disruptive behavior [80]. Four studies [81-84] found that PA slowed down and partially reversed the decline in performance of activities of daily living and progression of the cognitive symptoms related to dementia, in contrast to an older study, which did not find improvements in functional ability [85].

Potential neurophysiological mechanisms and target transmitter systems of EX interventions in cognitive decline and AD are summarized in a recent review [86].

CONCLUSIONS AND FUTURE DIRECTIONS

Although a number of studies have yielded positive results on the effectiveness of EX as an adjunct treatment, evidence is limited for most psychiatric disorders. Generally, studies using equal contact control groups revealed smaller effects than studies comparing PA with no intervention. This leads to the assumption that unspecific effects such as therapeutic contact, social support, and distraction may drive some of the effects of lower intensity EX in particular, which is in line with epidemiological findings [3]. Cost-efficacy cannot be estimated for any group of disorders yet. Future studies should consider risks and adverse effects, as well as the benefits of EX. The precise description of conditions, standardized interventions, validated assessment strategies, adequate randomization and control conditions, and power estimations are essential to obtain meaningful results and to allow for the calculation of effect sizes in meta-analyses.

However, some conclusions can be drawn concerning frame conditions, which can make EX a promising intervention for mental disorders: studies that followed public health recommendations [87] concerning the intensity and duration of their EX intervention were more likely to find significant clinical improvements. Patients' compliance during the EX program and continuation after program termination were found to be more relevant for treatment outcomes than actual fitness gains [61,88]. Social support seems to be crucial for EX adherence and positive effects of EX [3,89], as may be time structure, therapeutic contact, and positive reinforcement [15]. There is evidence that indoor/outdoor activity may have differential effects on mood states [90]. Professional supervision and training management should be provided, especially in the beginning, and PA and EX should be integrated into psychotherapy (e.g., using training and mood diaries). Recent studies indicate that training effects and mood improvements can also be achieved using internet- or telecommunication-based support [91,92]. Caregivers providing EX should be aware of differential acute effects depending on training history and actual fitness: trained subjects usually experience greater improvements in vigor, positive affect, and fatigue, than non-trained subjects (e.g., [24,93]).

Besides physical EX, "mindful EX interventions", such as yoga, draw significant attention as adjunct treatment, for example, in depression and anxiety [94], schizophrenia, eating disorders [95], and smoking cessation [96,97]. Also, martial arts were found to have favorable acute effects in depressed patients [98].

Implications for Future Research

In EX research, blinding of the patients is a general problem: the patients know that EX is supposed to make them feel better, resulting in a potential bias (Rosenthal effect), which points out the need for adequate and credible control interventions. The dose-response relationship remains unclear for most mental disorders (except for MDD and some aspects of anxiety), as well as the most effective type of EX for each disorder group. Costs, efficacy, risks, adverse events, and contraindications of EX interventions need to be specified. Finally, strategies are needed to enhance motivation of patients during the program and after program termination [99].

ACKNOWLEDGEMENTS

This article is based on a presentation of Andreas Ströhle in Taiwan and a recent publication of the authors (Wolff et al. Eur Arch Psychiatry Clin Neurosci 2011;261 Suppl 2:S186-S191.). Work on this article was in part supported by a grant of the German Ministry of Education and Research to Andreas Ströhle (BMBF 01GV0612).

CONFLICT OF INTEREST

The authors have no conflicts of interest with the material presented in this paper.

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Table 1.

Level of evidence for the therapeutic activity of exercise according to the Agency of Heath Care Policy and Research

Classification	Source of evidence	Disorder
1A	Meta-analysis of randomized controlled trials	Major depressive disorder
1A	Meta-analysis of randomized controlled trials	Nicotine dependency
1B	Randomized controlled trials	Social phobia
		Panic disorder
		Post-traumatic stress disorder
		Generalised anxiety disorder
		Binge eating disorder
		Bulimia nervosa
		Schizophrenia
		Alzheimer’s dementia
		Mild cognitive impairment
2	Non-randomized controlled trials (quasi experiments)	Alcohol and drug dependence
2	Non-randomized controlled trials (quasi experiments)	Anorexia nervosa
3	Observational studies with controls	-
4	Observational studies without controls	Bipolar disorder
4	Observational studies without controls	Obsessive compulsive disorder